UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of June, 2023
Commission File Number: 001-36619
Affimed N.V.
Im Neuenheimer Feld 582,
69120 Heidelberg,
Germany
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
AFFIMED N.V.
Annual General Meeting Results
On June 21, 2023, Affimed N.V. (Affimed or the Company) held its Annual General Meeting of Shareholders (the 2023 AGM). The final results of each of the agenda items submitted to a vote of the shareholders are below.
On June 22, 2023, Affimed issued a press release announcing the appointment of Dr. Constanze Ulmer-Eilfort to its Supervisory Board. Dr. Ulmer-Eilforts appointment was approved during the 2023 AGM.
Agenda item 3: Adoption of the Statutory Annual Accounts for the financial year 2022
Affimed shareholders approved the adoption of the statutory annual accounts for the financial year 2022.
For |
Against |
Abstain |
Broker Non-Votes | |||
78,400,737 |
1,618,952 | 1,008,638 | 0 |
Agenda item 4: Advisory vote (non-binding) on Executive Compensation
Affimed shareholders approved a non-binding advisory vote on executive compensation.
For |
Against |
Abstain |
Broker Non-Votes | |||
39,489,285 |
39,413,705 | 2,125,337 | 0 |
Agenda item 5: Discharge of the managing directors for their management during the financial year 2022
Affimed shareholders approved the discharge of the managing directors for their management during the financial year 2022.
For |
Against |
Abstain |
Broker Non-Votes | |||
73,382,128 |
5,333,836 | 2,312,363 | 0 |
Agenda item 6: Discharge of the supervisory directors for their supervision during the financial year 2022
Affimed shareholders approved the discharge of the supervisory directors for their supervision during the financial year 2022.
For |
Against |
Abstain |
Broker Non-Votes | |||
73,292,444 |
5,391,623 | 2,344,260 | 0 |
Agenda item 7: Amendment of the Remuneration Policy for the Supervisory Board
Affimed shareholders did not approve the amendment of the Remuneration Policy for the Supervisory Board.
For |
Against |
Abstain |
Broker Non-Votes | |||
28,271,194 |
35,581,087 | 17,176,046 | 0 |
Agenda item 8(a): Reappointment of Dr. Adi Hoess as a managing director
Affimed shareholders approved the reappointment of Dr. Adi Hoess as a managing director.
For |
Against |
Abstain |
Broker Non-Votes | |||
75,049,872 |
5,284,018 | 694,437 | 0 |
Agenda item 8(b): Reappointment of Dr. Wolfgang Fischer as a managing director
Affimed shareholders approved the reappointment of Dr. Wolfgang Fischer as a managing director.
For |
Against |
Abstain |
Broker Non-Votes | |||
75,316,067 | 3,729,465 | 1,982,795 | 0 |
Agenda item 8(c): Reappointment of Mr. Angus Smith as a managing director
Affimed shareholders approved the reappointment of Mr. Angus Smith as a managing director.
For |
Against |
Abstain |
Broker Non-Votes | |||
75,128,821 | 3,875,553 | 2,023,953 | 0 |
Agenda item 8(d): Reappointment of Dr. Arndt Schottelius as a managing director
Affimed shareholders approved the reappointment of Dr. Arndt Schottelius as a managing director.
For |
Against |
Abstain |
Broker Non-Votes | |||
75,603,146 | 3,460,061 | 1,965,120 | 0 |
Agenda item 8(e): Reappointment of Dr. Andreas Harstrick as a managing director
Affimed shareholders approved the reappointment of Dr. Andreas Harstrick as a managing director.
For |
Against |
Abstain |
Broker Non-Votes | |||
75,501,377 | 3,471,750 | 2,055,200 | 0 |
Agenda item 9(a): Reappointment of Dr. Thomas Hecht as a supervisory director
Affimed shareholders approved the reappointment of Dr. Thomas Hecht as a supervisory director.
For |
Against |
Abstain |
Broker Non-Votes | |||
62,105,144 | 16,938,526 | 1,984,657 | 0 |
Agenda item 9(b): Reappointment of Mr. Harry Welten as a supervisory director
Affimed shareholders approved the reappointment of Mr. Harry Welten as a supervisory director.
For |
Against |
Abstain |
Broker Non-Votes | |||
74,454,744 | 5,724,167 | 849,416 | 0 |
Agenda item 9(c): Reappointment of Dr. Annalisa M. Jenkins as a supervisory director
Affimed shareholders approved the reappointment of Dr. Annalisa M. Jenkins as a supervisory director.
For |
Against |
Abstain |
Broker Non-Votes | |||
64,295,166 | 15,847,369 | 885,792 | 0 |
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Agenda item 9(d): Appointment of Dr. Constanze Ulmer-Eilfort as a supervisory director
Affimed shareholders approved the appointment of Dr. Constanze Ulmer-Eilfort as a supervisory director.
For |
Against |
Abstain |
Broker Non-Votes | |||
75,228,192 |
4,912,906 | 887,229 | 0 |
Agenda item 10: Reverse stock split and amendment of the articles of association
Affimed shareholders approved the reverse stock split and amendment of the articles of association.
For |
Against |
Abstain |
Broker Non-Votes | |||
73,678,223 |
7,245,006 | 105,098 | 0 |
Agenda item 11: Authorization to acquire shares
Affimed shareholders approved the authorization to acquire shares.
For |
Against |
Abstain |
Broker Non-Votes | |||
79,031,773 |
1,737,383 | 259,171 | 0 |
Agenda item 12: Appointment of the auditor for the financial year 2023
Affimed shareholders approved the appointment of the auditor for the financial year 2023.
For |
Against |
Abstain |
Broker Non-Votes | |||
78,322,063 |
951,287 | 1,754,977 | 0 |
INCORPORATION BY REFERENCE
Exhibit 99.1 to this Report on Form 6-K shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934 (the Exchange Act) or otherwise subject to the liabilities of that section, nor shall they be deemed incorporated by reference in any filing under the Securities Act of 1933 or the Exchange Act.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: June 22, 2023 | AFFIMED N.V. INC. | |||||
By: | /s/ Adi Hoess | |||||
Name: | Adi Hoess | |||||
Title: | Chief Executive Officer | |||||
By: | /s/ Angus Smith | |||||
Name: | Angus Smith | |||||
Title: | Chief Financial Officer |
EXHIBIT INDEX
Exhibit |
Description of Exhibit | |
99.1 | Affimed N.V. Press Release dated June 22, 2023. |
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Exhibit 99.1
PRESS RELEASE
Affimed Announces Addition of Dr. Constanze Ulmer-Eilfort to its Supervisory Board
Heidelberg, Germany, June 22, 2023 Affimed N.V. (Nasdaq: AFMD) (Affimed, or the Company), a clinical-stage immuno-oncology company committed to giving patients back their innate ability to fight cancer, today announced the appointment of Dr. Constanze Ulmer-Eilfort to its Supervisory Board. Dr. Ulmer-Eilforts appointment was approved during the Annual General Meeting of Shareholders which took place on June 21, 2023.
We are delighted to announce the appointment of Dr. Ulmer-Eilfort to our Supervisory Board, said Dr. Thomas Hecht, Chairman of Affimeds Supervisory Board. Constanze brings a wealth of legal expertise and a deep understanding of the biotech and healthcare industries, making her an invaluable addition to our team. With her extensive background, we expect Constanze will provide critical insights and guidance to the Company on matters related to corporate governance, corporate strategy, compliance and ESG, among others.
Dr. Ulmer-Eilfort is a partner at the law firm Peters, Schönberger & Partner, an interdisciplinary law and advisory firm located in Munich, Germany, a role she has held since 2022. Prior to that, Dr. Ulmer-Eilfort worked at Baker McKenzie serving in several roles, including as partner from 1998 to 2021, Member of the Global Executive Committee from 2017 to 2021, and as Managing Partner of the German and Austrian offices from 2012 to 2017.
Since 2021, Dr. Ulmer-Eilfort has served as member of the supervisory board of Evotec SE, a Hamburg-based, publicly listed drug discovery and development company. She also serves as Chair of the Advisory Committee at Smart4Diagnostics GmbH, a healthcare start-up based in Munich. Since 2022, Dr. Ulmer-Eilfort has also served as a member of the board of Proxygen GmbH, a Vienna based biotech company developing and commercializing molecular glue degraders, and is an advisor to the management board of Artidis AG, a Basel healthcare company developing a technology platform for the rapid diagnosis of cancer.
Dr. Ulmer-Eilfort holds a law degree from the University of Munich, a Masters of Law degree from the University of Pennsylvania Law School, and a doctorate degree in law from the University of Berlin.
About Affimed N.V.
Affimed (Nasdaq: AFMD) is a clinical-stage immuno-oncology company committed to giving patients back their innate ability to fight cancer by actualizing the untapped potential of the innate immune system. The Companys proprietary ROCK® platform enables a tumor-targeted approach to recognize and kill a range of hematologic and solid tumors, enabling a broad
pipeline of wholly-owned and partnered single agent and combination therapy programs. The ROCK® platform predictably generates customized innate cell engager (ICE®) molecules, which use patients immune cells to destroy tumor cells. This innovative approach enabled Affimed to become the first company with a clinical-stage ICE®. Headquartered in Heidelberg, Germany, with offices in New York, NY, Affimed is led by an experienced team of biotechnology and pharmaceutical leaders united by a bold vision to stop cancer from ever derailing patients lives. For more about the Companys people, pipeline and partners, please visit: www.affimed.com.
Forward-Looking Statements
This press release contains forward-looking statements. All statements other than statements of historical fact are forward-looking statements, which are often indicated by terms such as anticipate, believe, could, estimate, expect, goal, intend, look forward to, may, plan, potential, predict, project, should, will, would and similar expressions. Actual results may differ materially from the results anticipated by the Companys forward-looking statements due to certain risks, uncertainties and other factors described under the heading Risk Factors in Affimeds filings with the SEC. Given these risks, uncertainties, and other factors, you should not place undue reliance on these forward-looking statements, and the Company assumes no obligation to update these forward-looking statements, even if new information becomes available in the future.
Investor Relations Contact
Alexander Fudukidis
Director, Investor Relations
E-Mail: a.fudukidis@affimed.com
Tel.: +1 (917) 436-8102